We've released the new Subject Search, designed to be simpler and faster than the application below.
BX2036 - Financial Services Principles
Credit points: |
3 |
Year: |
2021 |
Student Contribution Band: |
Band
4 |
Administered by: |
College of Business, Law & Governance |
This subject will introduce students to legal and regulatory frameworks applicable
to financial services in Australia. The subject also examines professional conduct
and ethical considerations in relation to the provision of financial advice in a regulatory
and legal context. Students will develop skills to evaluate and use evidence based
professional judgement in problem solving when providing financial advice to clients
and in the development and presentation of financial plans.
Learning Outcomes
- describe and discuss the responsibilities of financial advising within the context
of the Australian legal framework;
- demonstrate and apply knowledge of regulatory frameworks, professional conduct and
ethical responsibilities when providing financial advice to clients;
- exercise critical thinking and judgement for evidence-based problem solving and decision
making in the application of financial services regulation in a variety of contexts;
- construct and present a limited scope Statement of Advice (SOA) to meet client requirements
in an ethical and professional manner.
Subject Assessment
- Written > Examination (centrally administered) - (50%) - Individual
- Written > Essay (including multi-draft) 1 - (20%) - Individual
- Written > Concept map - (30%) - Individual.
Availabilities
|
Townsville,
Trimester 2,
Internal
|
Census Date 24-Jun-2021 |
Coordinator: |
Dr Dale Wadeson |
Lecturers:
|
Mr Sean Kelly, <Person not found>. |
Workload expectations: |
The student workload for this
3
credit point subject is approximately
130 hours.
- 26 hours lectures (didactic or interactive)
- 13 hours tutorials
- assessment and self-directed study
|
|
|
Trimester 2,
External
|
Census Date 24-Jun-2021 |
Coordinator: |
Dr Dale Wadeson |
Lecturers:
|
Dr Dale Wadeson, Mr Sean Kelly, <Person not found>. |
Workload expectations: |
The student workload for this
3
credit point subject is approximately
130 hours.
- 26 hours lectures (didactic or interactive)
- 13 hours tutorials
- assessment and self-directed study
|
Method of Delivery: |
WWW - LearnJCU |
|
|
Note:
Minor variations might occur due to the continuous Subject quality improvement process,
and in case
of minor variation(s) in assessment details, the Subject Outline represents the latest
official information.